FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses) 1. Name and Address of Reporting Person* 2. Date of Event Re- 4. Issuer Name and Ticker or quiring Statement Trading Symbol Iuppenlatz Mark J. (Month/Day/Year) Sonic Automotive, Inc. ("SAH") - -------------------------------------- -------------------------------- (Last) (First) (Middle) 8/5/99 5. Relationship of Reporting 6. If Amendment, Date of in c/o Sonic Automotive, Inc. ------------------- Person(s) to Issuer Original (Month/Day/Year) 6407 Idlewild Road 3. I.R.S. Identification (Check all applicable) ---------------------------- - -------------------------------------- Number of __ Director __10% Owner (Street) Reporting Person X Officer (give __Other 7. Individual or Joint/Group Building 2, #111 (Voluntary) -- title below)(specify below) Filing (Check Applicable Line) Charlotte, NC 28212 Vice President-Corporate __ Form filed by One Reporting - -------------------------------------- Development Person (City) (State) (Zip) ------------------------ X Form filed by More than One -- Reporting Person
Table I - Non Derivative Securities Beneficially Owned - -------------------------------------------------------------------------------- 1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned Form: Direct Ownership (Instr. 5) (Instr. 4) (D) or Indirect (I) (Instr. 5) - ------------------------------------------------------------------------------------------------------------ Class A Common Stock 3,000 D - ------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). (Over) SEC 1473 (7-97) FORM 3 (continued) Table II-Derivative Securities Beneficially Owned (e.g. puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security 2. Date Exer- 3. Title and Amount of Securities 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) cisable and Underlying Derivative Security sion or ship Beneficial Ownership Expiration (Instr. 4) Exercise Form of (Instr. 4) Date Price of Deriv- (Month/Day/ Deri- ative Year) vative Security: ------------------------------------------------ Security Direct Date Expira- Title Amount (D) or Exer- tion or Indirect cisable Date Number (I) of Shares (Instr. 5) - ---------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: /s/ Mark J. Iuppenlatz 9/8/99 ------------------------- ----------------- ** Signature of Reporting Date Person ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1473 (7/97)